We are seeking a compliance professional with mandatory experience in Asset Management to join a leading international asset management client in Luxembourg.
Key responsibilities
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Conduct comprehensive KYC/Kyd reviews for international clients and distributors, ensuring full compliance with regulatory standards and internal policies.
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Analyse client and distributor documentation, including ownership structures, UBOS, and risk profiles, following established procedures.
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Prepare and present high-risk cases during acceptance committees involving compliance officers, Rc/Rr, and Conducting Officers.
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Collaborate with client relationship managers to address compliance requirements, facilitating onboarding and continuous monitoring.
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Act as a compliance centre of excellence from Luxembourg, supporting KYC processes for a portfolio of international clients contracting with the UK-based parent company, strengthening cross-border risk management and due diligence.
Internal responsibilities between client assignments:
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Provide ad-hoc compliance support to the Rc & Compliance Services team.
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Perform KYC sample testing reviews for fund managers to ensure quality and regulatory alignment.
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Support Kya remediation work, including asset classification, documentation review, and risk analysis.
Mandatory requirements
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Proven experience in Asset Management, ideally within a banking or fund management environment.
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Strong knowledge of Luxembourg regulatory and compliance frameworks.
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Excellent analytical, problem-solving, and organisational skills.
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Fluency in English; knowledge of French is an advantage.
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Ability to work independently while collaborating effectively with cross-functional teams.
